Nominal Groups Inside Prepositional Phrases: Indirect Participants

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Q1. WHAT ARE THE EXPERIENTIAL IMPLICATIONS FOR THE FACT THAT THE COMPLEMENT OF A PREPOSITION (MINOR PREDICATOR) CAN OFTEN BE RAISED TO SUBJECT?

Halliday & Matthiessen (2004: 296-7):

… the Complement of a preposition can often emerge to function as Subject … This pattern suggests that Complements of prepositions, despite being embedded in an element that has a circumstantial function, are still felt to be participating, even if at a distance, in the process expressed by the clause.

Q2. HOW DO WE DISTINGUISH THESE TWO TYPES OF PARTICIPATION?

Halliday & Matthiessen (2004: 261):

We can make a contrast, then, between direct and indirect participants, using ‘indirect participant’ to refer to the status of a nominal group that is inside a prepositional phrase …

Q3. HOW DO WE DISTINGUISH INDIRECT PARTICIPANTS FROM CIRCUMSTANCES?

Halliday & Matthiessen (2004: 278):

Wherever there is systematic alternation between a prepositional phrase and a nominal group, as in all the instances in Participant functions realised by prepositional phrases, the element in question is interpreted as a participant.

Q4. WHAT IS THE FUNCTIONAL DIFFERENCE BETWEEN DIRECT AND INDIRECT PARTICIPANTS?

Halliday & Matthiessen (2004: 295-6):

… the choice of ‘plus or minus preposition’ with Agent, Beneficiary and Range … serves a textual function. … The principle is as follows. If a participant other than the Medium is in a place of prominence in the message, it tends to take a preposition (ie to be construed as ‘indirect’ participant); otherwise it does not. Prominence in the message means functioning either (i) as marked Theme (ie Theme but not Subject) or (ii) as ‘late news’ — that is, occurring after some other participant, or circumstance, that already follows the Process. In other words, prominence comes from occurring either earlier or later than expected in the clause; and it is this that is being reinforced by the presence of the preposition. The preposition has become a signal of special status in the message.

Validity

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Halliday & Matthiessen (2004: 117):
Semantics has nothing to do with truth; it is concerned with consensus about validity, and consensus is negotiated in dialogue.

How To Distinguish Complement & Adjunct

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(1) WHAT DOES THE TEXTBOOK SAY?

Complement
Halliday & Matthiessen (2004: 122-3):
A Complement is an element within the Residue that has the potential of being Subject but is not; in other words, it is an element that has the potential for being given the interpersonally elevated status of modal responsibility — something that can be the nub of the argument.

Adjunct
Halliday & Matthiessen (2004: 123):
An Adjunct is an element that has not got the potential of being Subject; that is, it cannot be elevated to the interpersonal status of modal responsibility.

(2) EXAMPLES

(a) Consider the following clause:

Maureen gave David the book.

Q1. Can ‘David’ be raised to Subject?
A. Yes, as follows: David was given the book by Maureen.
Conclusion: ‘David’ is Complement.

Q2. Can ‘the book’ be raised to Subject?
A. Yes, as follows: The book was given to David by Maureen.
Conclusion: ‘the book’ is Complement.

(b) Consider the following clause:

Maureen gave the book to David.

Q1. Can ‘to David’ be raised to Subject?
A. No. *To David was given the book by Maureen.
Conclusion: ‘to David’ is Adjunct.

(c) Consider the following clause:

The book was given to David by Maureen.

Q1. Can ‘to David’ be raised to Subject?
A. No. *To David was given the book by Maureen.
Conclusion: ‘to David’ is Adjunct.

Q2. Can ‘by Maureen’ be raised to Subject?
A. No. *By Maureen gave the book to David.
Conclusion: ‘by Maureen’ is Adjunct.

Affiliation And Individuation Characterised In Terms Of Expansion Types

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Affiliation is based on extension (association).
Individuation is based on elaboration (and ascription).

Why ‘Reading’ Is Not On The Cline Of Instantiation

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Even leaving aside ascription as the organising principle of the cline of instantiation, the relation between a reading and a text is not the same as the relation between a text and system.

A ‘reading’ is metaphorical for Senser sensing Phenomenon.

So, unpacked, a ‘reading’ includes a reader, the reading process and the text that is being read.

So, variant ‘readings’ of one text include variant readers and/or variant reading processes.

The cline of instantiation, on the other hand, is merely a relation between (variant) texts and the system of which each is an instance. It does not include readers or the reading process.

Variation in readers and the reading process are distinct dimensions from the cline of instantiation, and, since they involve actual texts, these dimensions of variation intersect the cline of instantiation at the instance pole.

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